Wasabi's data immutability feature can be used to ensure compliance with the relevant requirements of SEC Securities Exchange Act SEA Rule 17a-4. Wasabi's immutability feature is important for use cases involving FINRA and Sarbanes-Oxley (SOX) compliance. This paper provides additional details.
If you need attestation letters regarding Wasabi & SEA Rule 17a-4, review the attachments to this article.
If you need a D3P (designated third-party) that works with Wasabi, we recommend the Iron Mountain D3P service.